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Agents · Safety

Safe Actions Alone Do Not Ensure Safe Agents: Identifying Unfulfilled Obligations with Guard Models

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Safe Actions Alone Do Not Ensure Safe Agents: Identifying Unfulfilled Obligations with Guard Models
The curator’s take

Youwei Feng, Yitong Zhang, Yuetong Liu and Jia Li (College of AI, Tsinghua University) argue that agent guard models must also detect required safety actions an agent failed to take, and introduce ObligationBench and ObligationGuard for this task.

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Key points
01

Omissions outnumber forbidden actions. On a popular safety benchmark, 56.92% of GLM-5.3 trajectories contain an unfulfilled obligation, against 30.00% that contain a forbidden action.

02

ObligationBench. 240 expert-validated trajectories from issue resolution, feature development and terminal operations. Obligations fall into data exposure (27.43%), identity forgery (25.96%), asset tampering (25.37%), unauthorized access (15.63%) and others.

03

Current models. Across 14 models, the best recall is 48.97% (Claude Opus 4.8) and the best exact-match rate is 10.00%.

04

ObligationGuard. Trained on 40,000 synthetic examples, it reaches 57.52% recall and 21.67% exact match, above every evaluated model. Used with an agent, ObligationGuard-8B raises secure task completion from 6.5% to 15.1%.

Abstract

Guard models are increasingly used to safeguard LLM-based agents, primarily by identifying actions that agents are forbidden to perform. However, identifying forbidden actions alone is insufficient to ensure agent safety. In this paper, we argue that agent safety also depends on identifying required yet unperformed safety-critical actions, which we call obligations. Our preliminary study on a popular benchmark for evaluating safety shows that 56.92% of GLM-5.3 trajectories contain unfulfilled obligations, compared with only 30.00% containing forbidden actions. This finding reveals unfulfilled obligations as a major and previously overlooked source of safety risk. However, to our knowledge, no existing benchmark evaluates whether guard models can identify these obligations. To close this gap, we introduce ObligationBench, the first benchmark for evaluating the capability of obligation identification, comprising 240 expert-validated trajectories covering issue resolution, feature development, and terminal operations. Our evaluation of 14 representative models reveals substantial limitations: the highest recall and exact-match rate are only 48.97% and 10.00%, respectively. To address these limitations, we develop ObligationGuard using 40,000 synthetic training examples. ObligationGuard achieves 57.52% recall and an exact-match rate of 21.67%, surpassing all evaluated models on both metrics. We call on the community to incorporate obligation identification into the design and evaluation of future guard models to improve agent safety.

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