New Lens on RAG Systems
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Introduces a new conceptual and empirical framework for analyzing RAG systems through the lens of sufficient context, whether the retrieved content alone enables answering a query. This notion helps decouple retrieval failures from generation errors in LLMs, providing clarity on model behavior under different contextual adequacy. Key findings:
New definition and classifier for sufficient context: The authors formalize âsufficient contextâ as context that plausibly allows answering a query, without requiring ground truth. They develop a high-accuracy LLM-based *autorater* (Gemini 1.5 Pro, 93% accuracy) to label instances as having sufficient or insufficient context, enabling large-scale evaluation without needing ground-truth answers.
Sufficient context â guaranteed correctness: Even when sufficient context is present, state-of-the-art LLMs like GPT-4o, Claude 3.5, and Gemini 1.5 still hallucinate answers more often than they abstain. Conversely, models can sometimes answer correctly despite insufficient context, likely leveraging parametric memory.
Benchmarks contain substantial insufficient context: Analysis of datasets like HotPotQA, Musique, and FreshQA shows that a significant fraction of queries (e.g., >50% in Musique and HotPotQA) lack sufficient context, even with curated or oracle retrieval setups.
Selective generation improves factuality: The authors propose a âselective RAGâ method that combines model self-confidence with the sufficient context autorater to decide whether to answer or abstain. This yields consistent 2â10% gains in correctness (of answered queries) across Gemini, GPT, and Gemma models.
Fine-tuning alone is insufficient: Attempts to fine-tune smaller models like Mistral 3 7B for better abstention (e.g., training them to say âI donât knowâ on insufficient examples) modestly increased abstention but often reduced accuracy or failed to meaningfully curb hallucinations.
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